-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UO8GTs3lkeIaBkDzCfGQoWj9scpGc+n99OyLoyLqKQ8TMrbo5tQLmMo6kkM2OoYa 45z/Ui6NVDwYyAgNh5AkgA== 0000950123-10-001095.txt : 20100108 0000950123-10-001095.hdr.sgml : 20100108 20100108060327 ACCESSION NUMBER: 0000950123-10-001095 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100108 DATE AS OF CHANGE: 20100108 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: METALICO INC CENTRAL INDEX KEY: 0001048685 STANDARD INDUSTRIAL CLASSIFICATION: SECONDARY SMELTING & REFINING OF NONFERROUS METALS [3341] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81344 FILM NUMBER: 10516074 BUSINESS ADDRESS: STREET 1: 186 NORTH AVE EAST STREET 2: 908-497-9610 CITY: CRANFORD STATE: NJ ZIP: 07016 BUSINESS PHONE: 908-497-9610 MAIL ADDRESS: STREET 1: 186 NORTH AVENUE EAST CITY: CRANFORD STATE: NJ ZIP: 07016 FORMER COMPANY: FORMER CONFORMED NAME: METALICO INC /NJ DATE OF NAME CHANGE: 19971029 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MAXWELL BRET R CENTRAL INDEX KEY: 0001068853 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE SUITE 9500 CITY: CHICAGO STATE: IL ZIP: 60608 SC 13G/A 1 c55398sc13gza.htm SC 13G/A sc13gza
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
METALICO, INC.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
591176102
(CUSIP Number)
December 31, 2009
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13G-1(b)
o Rule 13G-1(c)
þ Rule 13G-1(d)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 

 


 

                     
CUSIP No.
 
591176102 
13G 

 

           
1   NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY)

Bret R. Maxwell
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States
       
  5   SOLE VOTING POWER
     
NUMBER OF   144,816
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   1,377,788
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   144,816
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    1,377,788
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,522,604
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  3.3%
     
12   TYPE OF REPORTING PERSON
   
  IN


 

Item 1.
(a)   Name of issuer: Metalico, Inc.
 
(b)   Address of issuer’s principal executive offices:
186 North Avenue East
Cranford, NJ 07016
Item 2.
(a)   Name of person filing: See Cover Page, Item 1.
 
(b)   Address or principal business office or, if none, residence:
c/o MK Capital
1033 Skokie Blvd.
Suite 430
Northbrook, IL 60062
(c)   Citizenship: See Cover Page, Item 4.
 
(d)   Title of class of securities: Common Stock (including securities which represent a right to acquire Common Stock pursuant to
Rule 13d-3(d)(1))
 
(e)   CUSIP No.: 591176102
Item 3. Statement filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c):
Not applicable.
Item 4. Ownership
See Cover Page, Items 5 through 11.
Item 5. Ownership of 5 Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. þ
Item 6. Ownership of More than 5 Percent on Behalf of Another Person.
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
Not applicable.
Item 8. Identification and Classification of Members of the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.

 


 

Item 10. Certifications.
Not applicable.
SIGNATURE
                    After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
 
  January 8, 2010
 
Date
   
 
       
 
/s/ Bret R. Maxwell
 
Signature
 
 
       
 
Bret R. Maxwell
 
Name/Title
 

 

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